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Private Equity Firms: Managing Conflicts of Interest

This is a particularly important issue for all firms involved in Private Equity. The FSA has said that it will continue to visit private equity firms, to examine this issue. Resources Compliance has issued a bulletin covering the management of conflicts of interest within private equity firms.

The bulletin contains a several important points which should be taken into account by such firms, as well as several valuable best practice ideas.

Our strong recommendation to affected clients is to ensure that they revisit their policies and systems regularly, and ensure that this issue is treated with the priority that we feel the FSA will expect

To see the bulletin, please click here (PDF)

 

©2008,  Resources Compliance (UK) Limited | Registered Office: 117 Houndsditch London EC3A 7BT | Registered in England No: 2487404

 

©2008,  Resources Compliance (UK) Limited | Registered Office: 117 Houndsditch London EC3A 7BT | Registered in England No: 2487404