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SEC emergency short selling rules

This is very important for market participants and investors

Resources Compliance has issued a bulletin covering the imposition of emergency rules by the United States' Securities and Exchange Commission (SEC)...

The rules are aimed at preventing "naked" short selling in banking securities.

To see the bulletin, please click here (PDF)

 

©2008,  Resources Compliance (UK) Limited | Registered Office: 117 Houndsditch London EC3A 7BT | Registered in England No: 2487404

 

©2008,  Resources Compliance (UK) Limited | Registered Office: 117 Houndsditch London EC3A 7BT | Registered in England No: 2487404