Occasional Papers 2006

Dec 06	MiFID - Conduct of Business (COB) Reform - Non-Retail Firms
Dec 06	MiFID - Financial promotions and other communications
Nov 06	Conduct of business rules changes move to principles-based regulation: implementing MiFID
Sept 06	Reforming the approved persons regime
Aug 06	MiFID Rules for Firms and Markets
June 06	Money Laundering: Revised Guidance from JMLSG Published
June 06	Money Laundering: Sectoral Guidance Private Equity Firms
June 06	Money Laundering: Sectoral Guidance for Life Assurance, Protection, Pension and Investment Products
June 06	Money Laundering: Sectoral Guidance for Non Life Providers of Investment Funds
June 06	Money Laundering: Sectoral Guidance for Financial Advisers
June 06	Money Laundering: Sectoral Guidance for Investment Management firms
June 06	Money Laundering: Sectoral Guidance for Corporate Finance firm
June 06	MiFID AND CRD Organisational Systems
June 06	Money Laundering: Sectoral Guidance for Wealth Management firms
May 06	MiFID - Implementation Plan and Timetable
May 06	Forthcoming projects and Thematic Work Affecting The General Insurance Industry
May 06	Forthcoming projects and Thematic Work Affecting Mortgage Brokers
May 06	Forthcoming projects and Thematic Work Affecting the Financial Advice Industry
Apr 06	Treating customers fairly
Mar 06	The 2006 TUPE Regulations
Mar 06	Avian Flu And The Risk To Business Continuity
Feb 06	UK Prospectus Regulations
Feb 06	FRO for Fund Managers
Feb 06	FRO for IFAs
Feb 06	FRO for Product Providers
Feb 06	Real Estate Investment Trusts (REITs)
Feb 06	Regulation Changes To ISA And PEP Rules
Jan 06	Implementation of the EU transparency directive

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