Occasional Papers 2008

We occasionally bring you interesting and relevant articles about an aspect of the work we do. These bulletins cover matters which are too lengthy to be included in our regularly publications; require more detailed analysis; or cover the material in a more in-depth manner. If you would like to receive details of our regular publication service, covering institutional issues, international issues and issues relevant to UK retail firms please contact us.

2008

Oct 08	New EU proposals on Capital Adequacy
Oct 08	Update: Trading disclosure regulations 2008
Oct 08	Corporate governance for listed companies
Sept 08	Market Abuse : Penalties for use of inside information by funds and traders
Aug 08	Quality of Advice
July 08	SEC emergency short selling rules
July 08	Recast UCITS Directive - UCITS IV
July 08	Private Equity Firms: Managing Conflicts of Interest
July 08	Treating customers fairly - Update
June 08	Market abuse - Best practice points for firms
May 08	Retail distribution review interim report issued
April 08	Telephone and Electronic Communication Recording
Mar 08	More Principles Based Regulation
Feb 08	Extension of the Common Platform to non-MiFID firms

Previous issues of all our publications are available from within our searchable Knowledge base.